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Asymptomatic carotid artery stenosis screening

Asymptomatic carotid artery stenosis screening

Best Practice Guidance


Extracranial internal carotid stenosis, narrowing of the lumen of the internal carotid arteries, is most commonly attributed to atherosclerotic plaque formation and may present symptomatically as a Transient Ischaemic Attack (TIA) or ischaemic stroke. Carotid artery stenosis is thought to be the cause of approximately 8% of all ischaemic strokes. However, in some cases asymptomatic carotid artery stenosis may be identified as either an incidental finding on imaging or in individuals with known vascular disease, such as coronary atherosclerosis, peripheral arterial disease, abdominal aortic aneurysm or contralateral carotid stenosis. Asymptomatic carotid artery stenosis is defined as luminal narrowing in the absence of a history of TIA, ischaemic stroke, or other neurological signs
or symptoms attributable to carotid artery disease.

Investigation of carotid artery stenosis may involve use of carotid duplex ultrasound, CT angiography and MR angiography. However, the increased risks of ionising radiation and adverse reactions to intravenous contrast mean CT and MR-based imaging would be more suitable for second line imaging to define the anatomy in more detail, rather than as a screening method. Carotid duplex ultrasound is a non-invasive method used to measure blood flow through the carotid arteries. It enables quantification of the degree of luminal narrowing with atherosclerotic disease, based on the North American Symptomatic Carotid Endarterectomy Trial (NASCET) measurements. A meta-analysis identified that duplex ultrasound in the detection of greater than 50% angiographic stenosis of the internal carotid arteries has a sensitivity and specificity of 98% and 88% respectively compared to angiography.


This guidance applies to those 18 years and over.

  • Screening for carotid artery stenosis should NOT be performed in asymptomatic individuals
  • There is no indication for asymptomatic screening even in patients with known peripheral vascular disease
  • Other than to risk stratify patients for coronary intervention, there is no indication for asymptomatic screening of the carotid arteries in patients undergoing other forms of cardiac surgery
  • There is no routine indication for follow up for asymptomatic patients with carotid artery stenosis.

Please note that this guidance is intended as a standard threshold for access. However, if you/ your patient falls outside of these criteria, the option to apply for an Individual Funding Request is still available to you.

Additionally, there is no evidence that patients diagnosed with peripheral vascular disease benefit from undergoing carotid artery stenosis screening for this indication only. There is no clear evidence for being able to risk stratify an asymptomatic patient population for carotid artery stenosis screening.

Rationale for recommendation

The Royal College of Physicians’ 5th National Clinical Guideline for Stroke (2016)
recommended against screening for asymptomatic carotid artery disease and
recommended that surgery or angioplasty/stenting for asymptomatic coronary artery
disease should not be routinely performed unless as part of a clinical trial.
The United States Preventative Services Task Force in 2014 recommended against
screening for asymptomatic carotid artery stenosis amongst the general population. This
guidance was reaffirmed in 2021 following a comprehensive review which identified that,
within the general population, the risks of harm from screening for asymptomatic carotid
artery stenosis outweigh the benefits.
In a general population, duplex ultrasound screening may yield many false-positive
results. This is also supported by The European Society for Vascular Surgery guidelines.
These guidelines note that an unselected screening of patients aged >80 years for severe
stenosis (>70%) would be <2%, which is not clinically effective. This yield would be even
less in a younger screened population.

Patient information

The carotid arteries (major blood vessels in the neck) can become narrowed by deposition of fatty substances in the arterial wall (atherosclerotic plaque build-up). Narrowing can cause symptoms, such as a Transient Ischaemic Attack (TIA) or ischaemic stroke (where blood supply to the brain is reduced). However, only 8% of all ischaemic strokes are caused by narrowed carotid arteries. Often the narrowing (stenosis) causes no symptoms.

The EBI programme looked at the evidence for and against imaging (screening) the carotid arteries of patients who had no symptoms. Based on the evidence, the EBI programme recommends that patients without symptoms should not be referred for imaging. If a patient is found to have narrowed arteries, they do not require follow up if they continue to have no symptoms. However, if a patient does have symptoms or evidence of an ischaemic event in the brain, they should be referred for a duplex ultrasound of the arteries as the first-line investigation.

We recommend using the BRAN principles (Benfits, Risks, Alternatives and do Nothing) when speaking with patients about this.

Further information on patient involvement in EBI can be found on the EBI for patients section.




Code script

WHEN ( APCS.Der_Procedure_All LIKE '%U111%’
( ( APCS.Der_Procedure_All LIKE '%U117%' 
OR APCS.Der_Procedure_All LIKE '%U21[126]%' 
OR APCS.Der_Procedure_All LIKE '%U355%’)
AND ( APCS.Der_Procedure_All LIKE '%Z361%’
OR APCS.Der_Procedure_All LIKE '%Z95[567]%') ) )
AND (NOT ( APCS.Der_Diagnosis_All LIKE '%I63[01289]%' 
OR APCS.Der_Diagnosis_All LIKE '%G45[123489]%’ )
OR APCS.Der_Diagnosis_All IS NULL )
AND APCS.Admission_Method NOT LIKE '2%’
THEN '3E_Carotid_Stenosis_Screening_Any_Position’
WHEN ( OPA.Der_Procedure_All LIKE '%U111%’
( ( OPA.Der_Procedure_All LIKE '%U117%' 
OR OPA.Der_Procedure_All LIKE '%U21[126]%' 
OR OPA.Der_Procedure_All LIKE '%U355%’)
AND ( OPA.Der_Procedure_All LIKE '%Z361%’
OR OPA.Der_Procedure_All LIKE '%Z95[567]%') ) ) 
AND (NOT ( OPA.Der_Diagnosis_All LIKE '%I63[01289]%' 
OR OPA.Der_Diagnosis_All LIKE '%G45[123489]%')
OR OPA.Der_Diagnosis_All IS NULL )
THEN '3E_Carotid_Stenosis_Screening_No_Diagnosis'

NOTE: Outpatient data will include non-asymptomatic carotid artery stenosis scanning activity.

Code Definitions

Procedure codes (OPCS)

U111 Ultrasound of carotid artery
U216 Ultrasound scan NEC*
Z361 Carotid artery NEC*
Z955 External carotid artery*
Z956 Common carotid artery*
Z957 Internal carotid artery*
U355 Computed tomography angiography NEC
U212 Computed tomography NEC
Z361 Carotid artery NEC**
Z955 External carotid artery**
Z956 Common carotid artery**
Z957 Internal carotid artery**
U117 Magnetic resonance angiography
U211 Magnetic resonance imaging NEC
Z361 Carotid artery NEC***
Z955 External carotid artery***
Z956 Common carotid artery***
Z957 Internal carotid artery***

*Secondary to U216
**Secondary to U355 or U212
***Secondary to U117 or U211

Diagnosis codes (ICD)

I652 Occlusion and stenosis of carotid artery
I630 Cerebral infarction due to thrombosis of precerebral arteries
I631 Cerebral infarction due to embolism of precerebral arteries
I632 Cerebral infarction due to unspecified occlusion or stenosis of precerebral arteries
I638 Other cerebral infarction
I639 Cerebral infarction, unspecified
G451 Carotid artery syndrome (hemispheric)
G452 Multiple and bilateral precerebral artery syndromes
G453 Amaurosis fugax
G454 Transient global amnesia
G458 Other transient cerebral ischaemic attacks and related syndromes
G459 Transient cerebral ischaemic attack, unspecified

Additional Exclusions
apcs.der_diagnosis_all not like '%C[0-9][0-9]%' and 
apcs.der_diagnosis_all not like '%D0%' and 
apcs.der_diagnosis_all not like '%D3[789]%' and
apcs.der_diagnosis_all not like '%D4[012345678]%’

This code captures code in the ranges C00-C99, D00-D09 and D37-D48.
Age range: the codes use the following age ranges 0-18 for children and 19-120
for adults.
— Private Appointment Exclusion
AND apcs.Administrative_Category<>’02’


  1.   Flaherty, M. L., et al. 2013. Carotid artery stenosis as a cause of stroke. Neuroepidemiology 40(1): 36-41.
  2. Force, U. P. S. T. 2021. Screening for Asymptomatic Carotid Artery Stenosis: US Preventive Services Task Force Recommendation Statement. JAMA 325(5):476-481.
  3. Mortimer, R., et al. 2018. Carotid artery stenosis screening: where are we now? The British Journal of Radiology. 91(1090): 20170380-20170380.
  4. Barnett, H. J. M., et al. 1991. Beneficial effect of carotid endarterectomy in symptomatic patients with high-grade carotid stenosis. N Engl J Med 325(7): 445-453.
  5. Jahromi, A. S., et al. 2005. Sensitivity and specificity of color duplex ultrasound measurement in the estimation of internal carotid artery stenosis: A systematic review and meta-analysis. Journal of Vascular Surgery 41(6): 962-972.
  6. Royal College of Physicians. National clinical guideline for stroke 5th edition. London. 2016 Royal College of Physicians
  7. Naylor A.R, Ricco J-b, de Borst G.J et al Management of Atherosclerotic Carotid and Vertebral Artery Disease: 2017 Clinical Practice Guidelines of the European Society for Vascular Surgery (ESVS). Eur J Vasc Endovasc Surg (2018) 55, 3e81
  8. Thapar A, Munster A, Shalhoub J, Davies A, Testing for asymptomatic carotid disease in patients with arterial disease elsewhere. Reviews in Vascular Medicine 1(4):81-84
  9. NICE. Stroke and transient ischaemic attack in over 16s: diagnosis and initial management [NG128]. 2019

How up to date is this information?

Last revised December 2023


December 2023 - Coding updated